The U.S. Securities and Exchange Commission fined two broker-dealers a total of $4.65 million for submitting deficient blue sheet data, according to a news release. St. Louis-based Stifel, Nicolaus & ...

The U.S. Securities and Exchange Commission is expected to request access to mobile brokerage firm Robinhood’s “blue sheets” in the coming days as part of its review of unprecedented volatility in ...

US broker Cantor Fitzgerald will pay $3.2 million to settle charges for submitting incomplete and inaccurate ‘blue sheet data’ to the financial regulator. The Securities and Exchange Commission (SEC) ...

The two companies had filed thousands of incomplete or inaccurate “blue sheet” submissions with the Securities and Exchange Commission, according to the regulator. “We use blue sheet data to detect ...

Sept. 22 (UPI) --The Securities and Exchange Commission announced Friday that it has fined financial giant Goldman Sachs $6 million for failing to submit accurate information in its blue sheets. Blue ...

The Goldman Sachs Group, Inc. GS has agreed to pay a penalty of $6 million to Securities and Exchange Commission’s (SEC) for not providing complete and accurate information in the blue sheets.

This content is provided by an external author without editing by Finextra. It expresses the views and opinions of the author. Goldman agreed to pay a $6 million penalty to resolve the SEC's charges.