When crypto exchange FTX imploded late last year, inevitable questions related to compliance ensued. How did co-founder Sam Bankman-Fried get away with such obvious irregularities? Why were the ...

The term "compliance" emerged in the '80s but gained notoriety in the mid-2000s. Now, keeping companies on the right track has become one of the biggest challenges for managers, but adopting a ...

In an era of stringent regulations and increasing legal risks, it has become essential for organizations to implement internal enforcement programs. However, in order for such programs to provide ...

[authors: Pamela S. Hrubey, Maddie N. Cook, and Stefany L. Samp*] In many organizations, the second and third lines of defense struggle to work as a team—either unintentionally or under the false ...