The US Securities and Exchange Commission announced new insider trade rules on Friday for executives in non-US companies who buy or sell stock in their firms.
We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...
Corporate America now has a big chance to roll back regulations. Securities and Exchange Commission Chairman Gary Gensler has sought to dramatically increase regulation of corporate America, vastly ...
As the SEC unveils a strategic plan to modernize securities regulations and drive US leadership in blockchain integration within financial markets, the CFTC launches a corresponding “crypto sprint.” ...
Hester Peirce, head of the SEC's crypto task force, said the context of a digital asset transfer could make it a securities transaction. What qualifies as a securities transaction depends more on the ...
The Securities and Exchange Commission (SEC) has vowed to enforce strict compliance with regulatory standards, saying that individuals and entities operating outside the regulatory framework will face ...
Learn about SEC Form 15, the form and process companies use to deregister as publicly-traded entities, freeing them from ...
The SEC’s Division of Trading and Markets and the CFTC’s Division of Market Oversight and Division of Clearing and Risk will work together to issue guidelines on the listing of leveraged, margined or ...
As we approach the one-year mark since the implementation of the U.S. Securities and Exchange Commission (SEC)’s cybersecurity disclosure rules, it is imperative for board directors to understand the ...
The crypto business — from top executives to individual holders — likes to think that it provided the margin of victory in Donald Trump’s surprise victory in the November presidential election. Trump ...
In the first Trump Administration, the Securities and Exchange Commission promulgated certain rules that had the effect of erecting barriers to activist investors seeking to have shareholder proposals ...
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